Bank and Brokerage Back Office Procedures and Settlement by Mervyn King (9781135934576)

Description - Bank and Brokerage Back Office Procedures and Settlement by Mervyn King

Every bank and financial institution worldwide grapples with the problems of proper, accurate, and legal recording of customer transactions, whether a simple stock trade or a conversion of currencies. In this ground-breaking work, financial operations expert King shows banks, brokerage, financial funds, and a host of other financial institutions how to improve and enhance operations management to ensure careful and accurate back office activity/settlement. Topics include: set up and role of the back office; post-settlement duties and operations; currency conversions and the Euro; risk management and market fraud; investigation and audit support; operations management, etc.

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